Unclaimed
Bradley Sohl is an investment banking representative at Bofa Securities, Inc. Bradley has been in the securities industry since 2015. Bradley holds licenses for Series 63, SIE, Series 79, and Series 24 exams and is currently registered with FINRA and is also registered with state securities regulators in 11 states. Previously Bradley Sohl was employed by MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED from 2015 - 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
05/10/2019 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
09/15/2015 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/01/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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