Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Hooks is an active investment advisor representative with J.p. Morgan Securities LLC. Bradley has been in the industry since 1999 and is licensed to provide financial services in Texas. Bradley has previously worked at Chase Investment Services Corp., BANC ONE SECURITIES CORPORATION, BERNARDI SECURITIES, INC., and TD WATERHOUSE INVESTOR SERVICES, INC. Bradley has experience in various areas of financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
10/01/2012 - Present
J.p. Morgan Securities LLC (HOUSTON TX)
TX
05/17/2007 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
IL
07/06/2005 - 01/05/2006
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
06/04/2003 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
01/19/2001 - 05/13/2003
BERNARDI SECURITIES, INC. (NORTHFIELD IL)
NE
01/25/1999 - 01/01/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 01/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2007
Series 24 - General Securities Principal Examination
BC
Issued 05/12/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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