Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Seberhagen is a financial advisor with over 14 years of experience in the industry. Bradley is currently registered with First Trust Advisors LP and is a registered investment advisor. Bradley has previously been affiliated with a number of other financial firms, including PATRICK CAPITAL MARKETS, LLC, DWS INVESTMENTS DISTRIBUTORS, INC, CHASE INVESTMENT SERVICES CORP., VALIC FINANCIAL ADVISORS, INC., E*TRADE SECURITIES LLC, TRADESTATION SECURITIES, INC., and MORGAN STANLEY DW INC. Bradley holds a variety of securities licenses, including Series 3, 7, 31, and 66, as well as the SIE exam. Bradley has a focus on investment companies, pooled investment vehicles, high net worth individuals, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
IL
11/03/2014 - Present
First Trust Advisors LP (WHEATON IL)
CA
08/04/2014 - 10/07/2014
PATRICK CAPITAL MARKETS, LLC (TRABUCO CANYON CA)
IL
03/10/2011 - 08/08/2014
DWS INVESTMENTS DISTRIBUTORS, INC (CHICAGO IL)
IL
07/09/2009 - 03/09/2011
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
02/17/2009 - 05/01/2009
VALIC FINANCIAL ADVISORS, INC. (CHICAGO IL)
IL
09/26/2007 - 02/05/2009
E*TRADE SECURITIES LLC (CHICAGO IL)
IL
11/29/2006 - 10/08/2007
TRADESTATION SECURITIES, INC. (CHICAGO IL)
NY
09/02/2005 - 01/17/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 11/03/2014
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 09/15/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2007
Series 3 - National Commodity Futures Examination
BC
Issued 09/22/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 09/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Bradley Seberhagen is the right advisor for you? Invested Better is here to help.
