Unclaimed
Bradley Cernovich is a registered representative with Northwestern Mutual Investment Services, LLC, and has been active in the financial services industry since March 15, 1988. Previously, Bradley Cernovich was with ROBERT W. BAIRD & CO. INCORPORATED from March 15, 1988 to January 1, 2002. Bradley Cernovich is registered in 15 states and holds multiple licenses, including Series 6, 7, 12, 24, 63, and 65. Bradley Cernovich is located in College Station, TX and can be contacted through Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
03/16/1988 - Present
Northwestern Mutual Investment Services, LLC (College Sta TX)
WI
03/16/1988 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 12/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/10/1998
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2001
Series 7 - General Securities Representative Examination
BC
Issued 03/14/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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