Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Garland Ball is an investment advisor representative with UBS Financial Services Inc. Bradley has been in the financial services industry since 1994 and has a wide range of experience. Bradley is registered with the following securities authorities: FINRA, and the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Bradley's previous employers include International Strategy & Investment Group LLC, EVERCORE GROUP L.L.C., LADENBURG THALMANN & CO. INC., CITIGROUP GLOBAL MARKETS INC., PRUDENTIAL EQUITY GROUP, LLC, and CREDIT SUISSE FIRST BOSTON CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/26/2021 - Present
UBS Financial Services Inc. (New York NY)
NY
10/31/2014 - 06/01/2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC (NEW YORK NY)
NY
08/04/2010 - 11/18/2014
EVERCORE GROUP L.L.C. (New York NY)
NY
05/28/2009 - 07/26/2010
LADENBURG THALMANN & CO. INC. (NEW YORK NY)
NY
11/09/2005 - 12/17/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/20/2000 - 10/11/2005
PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)
NY
10/19/1994 - 12/08/2000
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 11/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/23/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Bradley Ball is the right advisor for you? Invested Better is here to help.
