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Bradley Evan Rosen

Btig, LLC

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About Bradley Evan Rosen

Bradley Rosen is a financial advisor based in San Francisco, California. Bradley has been in the financial services industry since 2005. Bradley is registered with BTIG, LLC and has a Series 7, 55, 57TO and SIE license. Previously, Bradley has worked at Redwood Brokerage LLC, Andrew, Alexander, Wise & Company Incorporated, First New York Securities L.L.C. and Schonfeld Securities, LLC.

Firm Information

Bradley Rosen is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bradley Rosen’s Registration & Firm History

CA

03/10/2009 - Present

Btig, LLC (SAN FRANCISCO CA)

CA

09/20/2005 - 04/03/2006

BTIG, LLC (SAN FRANCISCO CA)

NY

08/24/2004 - 09/20/2005

REDWOOD BROKERAGE LLC (NEW YORK NY)

NY

01/13/2004 - 08/09/2004

ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED (NEW YORK NY)

NY

02/12/2002 - 04/03/2003

FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)

NY

04/12/1999 - 02/08/2000

SCHONFELD SECURITIES, LLC (JERICHO NY)

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Licenses & Designations

BC

Issued 04/27/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/2010

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/09/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Bradley Evan Rosen.
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