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Bradley Evan Kotler

State Street Global Advisors Funds Distributors, LLC

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About Bradley Evan Kotler

Bradley Evan Kotler is a financial professional with over 17 years of experience in the industry. Bradley currently works at State Street Global Advisors Funds Distributors, LLC, where he has been registered since November 2017. Prior to joining State Street Global Advisors Funds Distributors, LLC, Bradley was with CANTOR FITZGERALD & CO. from September 2013 to October 2017. Bradley has held several other positions in the financial industry, including roles at KNIGHT CAPITAL AMERICAS LLC, KNIGHT CAPITAL AMERICAS, L.P., and MARKETAXESS CORPORATION. Bradley holds a variety of licenses and certifications, including Series 7, Series 24, Series 52, Series 53, and Series 55. Bradley is registered to conduct business in all 50 states, District of Columbia, and Puerto Rico.

Firm Information

Bradley Kotler is currently registered with State Street Global Advisors Funds Distributors, LLC. State Street Global Advisors Funds Distributors, LLC is a Limited Liability Company formed in March 2002. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has an active SEC registration. The firm has reported 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bradley Kotler’s Registration & Firm History

NY

11/01/2017 - Present

State Street Global Advisors Funds Distributors, LLC (New York NY)

NY

09/19/2013 - 10/06/2017

CANTOR FITZGERALD & CO. (NEW YORK NY)

NJ

07/02/2012 - 09/16/2013

KNIGHT CAPITAL AMERICAS LLC (JERSEY CITY NJ)

NJ

03/28/2012 - 07/02/2012

KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)

NY

08/07/2009 - 03/19/2012

MARKETAXESS CORPORATION (NEW YORK NY)

NY

01/01/2005 - 01/02/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/27/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/08/2012

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/15/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/04/2012

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/23/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bradley Evan Kotler.
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