Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Eric Dobin is a financial advisor who has been in the industry since 1997. Bradley is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., and has held previous positions at BANC OF AMERICA INVESTMENT SERVICES, INC., AIG RETIREMENT ADVISORS, INC., FTN MIDWEST SECURITIES CORP., FTN FINANCIAL SECURITIES CORP, A.B. WATLEY, INC., PERSHING TRADING COMPANY, L.P., DEAN WITTER REYNOLDS INC., and NORTH AMERICAN INSTITUTIONAL BROKERS. Bradley holds the following licenses and certifications: Series 7, Series 31, Series 55, Series 63, Series 65, Series 24, Series 4, Series 57TO, Series 10 and SIE. Bradley is a specialist in fixed income, mutual funds, and stocks. Bradley has been recognized for his expertise in these areas. Bradley is a member of several professional organizations, including the Financial Industry Regulatory Authority (FINRA) and the National Association of Personal Financial Advisors (NAPFA). Bradley is committed to providing his clients with the highest quality financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
03/15/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MANASQUAN NJ)
NJ
05/30/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ALLENHURST NJ)
PA
02/10/2005 - 06/05/2008
AIG RETIREMENT ADVISORS, INC. (MALVERN PA)
OH
05/09/2003 - 12/04/2004
FTN MIDWEST SECURITIES CORP. (CLEVELAND OH)
TN
05/01/2003 - 06/12/2003
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
TN
01/31/2003 - 04/30/2003
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
NY
08/14/2002 - 12/17/2002
A.B. WATLEY, INC. (NEW YORK NY)
NJ
11/23/1998 - 06/06/2002
PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)
NY
08/21/1997 - 11/23/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
FL
10/01/1996 - 08/01/1997
NORTH AMERICAN INSTITUTIONAL BROKERS (FT. LAUDERDALE FL)
IA
Issued 09/08/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/16/2004
Series 4 - Registered Options Principal Examination
BC
Issued 08/19/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/29/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 09/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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