Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Leon Pratt is a financial advisor with over 30 years of experience in the industry. Pratt is currently registered with UBS Financial Services Inc., and has been with the firm since 1995. Prior to joining UBS Financial Services Inc., Pratt worked at KIDDER, PEABODY & CO. INCORPORATED from 1993 to 1995. Pratt specializes in providing financial advice to a wide range of clients, including high-net-worth individuals, corporations, charitable organizations, and pension plans. Pratt holds a variety of licenses and certifications, including the Series 7, Series 63, Series 65, and SIE exams. Pratt is also an active member of the Beta Omega Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
WA
03/06/1995 - Present
UBS Financial Services Inc. (SEATTLE WA)
NY
03/08/1993 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 4/1/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/9/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/4/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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