Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Roberts is a financial advisor at UBS Financial Services Inc. Bradley has over 20 years of experience in the financial services industry and is registered with the Financial Industry Regulatory Authority (FINRA) as well as 41 states. Bradley has a Series 7, Series 63, and Series 66 license and has experience in portfolio management for individuals and businesses. Bradley is a member of the Duke University Brain Tumor Program Board of Advisors and the University of Cincinnati Brain Tumor Community Advisory Committee. Bradley is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
12/01/2015 - Present
UBS Financial Services Inc. (ATLANTA GA)
GA
03/02/2006 - 12/21/2015
CREDIT SUISSE SECURITIES (USA) LLC (ATLANTA GA)
MO
07/03/2001 - 03/19/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 12/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/27/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Bradley Roberts is the right advisor for you? Invested Better is here to help.
