Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Phillips is a financial advisor with Oppenheimer & Co. Inc. Bradley Phillips is licensed to provide investment advice in Georgia, California, Colorado, Delaware, Florida, Louisiana, Maine, North Carolina, South Carolina, Tennessee and Texas. Bradley Phillips has been in the financial services industry since August 14, 2012. Bradley Phillips has worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley and Oppenheimer & Co. Inc.. Bradley Phillips holds the following licenses: Series 3, Series 7, Series 66, and SIE. Bradley Phillips is also a Chartered Financial Analyst.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
GA
01/28/2019 - Present
Oppenheimer & Co. Inc. (ATLANTA GA)
GA
08/12/2015 - 01/28/2019
MORGAN STANLEY (ATLANTA GA)
GA
06/05/2013 - 08/11/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALPHARETTA GA)
GA
01/19/2006 - 11/08/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)
BOTH
Issued 06/25/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2016
Series 3 - National Commodity Futures Examination
BC
Issued 06/04/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Bradley Phillips is the right advisor for you? Invested Better is here to help.
