Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Earl Baumgartner is an investment advisor representative associated with Stratos Wealth Partners, Ltd.. Bradley has been in the financial industry for over 40 years, and is registered with FINRA. Bradley is also a registered investment advisor representative in Florida and Texas. Bradley provides investment advisory services through Stratos Wealth Partners, Ltd., an independent investment advisor firm. Bradley is dedicated to providing financial planning and investment management services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management with third party managers
1
2
FL
03/15/2016 - Present
Stratos Wealth Partners, Ltd. (FORT LAUDERDALE FL)
FL
01/29/2003 - 06/07/2012
VALIC FINANCIAL ADVISORS, INC. (MIAMI LAKES FL)
MA
03/25/2002 - 01/27/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/25/2002 - 01/27/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
TN
08/09/2001 - 03/05/2002
PFIC SECURITIES CORPORATION (FRANKLIN TN)
TX
07/07/1999 - 07/23/2001
AMERICAN GENERAL FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
07/02/1999 - 07/23/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
MA
05/15/1997 - 07/12/1999
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
05/15/1997 - 07/12/1999
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
09/09/1994 - 02/03/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IL
10/04/1993 - 09/02/1994
CHASE MANHATTAN INVESTMENT SERVICES, INC. (CHICAGO IL)
NY
06/16/1988 - 10/13/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
03/09/1988 - 06/28/1988
GRIFFIN FINANCIAL SERVICES
NA
12/04/1987 - 01/22/1988
FIRST EQUITY CORPORATION OF FLORIDA
NA
08/18/1987 - 12/22/1987
DOMINICK & DOMINICK, INCORPORATED
NA
10/18/1983 - 07/23/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
09/15/1982 - 11/22/1983
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
06/21/1979 - 09/24/1982
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
BOTH
Issued 04/09/2004
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/09/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
BC
Issued 10/23/1981
Series 5 - Interest Rate Options Examination
Active
Inactive
F
FINRA
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