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Bradley Dean See

Cambridge Investment Research Advisors, Inc.

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About Bradley Dean See

Bradley Dean See is an investment advisor representative with Cambridge Investment Research Advisors, Inc. Bradley Dean See has been in the securities industry since May 7, 1981. Bradley Dean See is licensed to provide investment advisory services in Kansas and Texas. Bradley Dean See also has a Series 6, 7, 22, 62, and 63 licenses. Bradley Dean See has been registered with Cambridge Investment Research Advisors, Inc. since March 2005. Bradley Dean See is also an Independent Insurance Agent for various Independent Insurance Companies and an Advisory Representative of a RIA for CIRA, 1776 Pleasant Plain Rd, Fairfield, IA.

Firm Information

Bradley See is currently registered with Cambridge Investment Research Advisors, Inc.. Cambridge Investment Research Advisors, Inc. is an investment advisor with over 3,000 licensed agents and registered representatives. Based in Fairfield, Iowa, the firm provides a range of advisory services including financial planning, pension consulting, educational seminars, and market timing services. Their client base encompasses high-net-worth individuals, individuals other than high-net-worth, pension and profit-sharing plans, and state or municipal government entities. The firm manages approximately $87.37 billion in assets under management.
Cambridge Investment Research Advisors, Inc.

1776 PLEASANT PLAIN RD.

FAIRFIELD, IA 52556-8757

$87.37B

Assets Under Management

71,763

Total Clients

3,513

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitation fees from 3rd party money managers

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Bradley See’s Registration & Firm History

KS

01/04/2016 - Present

Cambridge Investment Research Advisors, Inc. (OVERLAND PARK KS)

MO

12/20/2001 - 03/26/2004

WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)

NY

01/21/1998 - 01/03/2002

FAHNESTOCK & CO. INC. (NEW YORK NY)

NY

09/05/1997 - 01/02/1998

H.J. MEYERS & CO., INC. (ROCHESTER NY)

MO

07/29/1988 - 09/10/1997

BMA FINANCIAL SERVICES, INC. (KANSAS CITY MO)

NA

04/20/1981 - 08/09/1988

WADDELL & REED, INC.

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Licenses & Designations

IA

Issued 08/03/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/18/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/12/1998

Series 7 - General Securities Representative Examination

BC

Issued 12/22/1988

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 02/09/1983

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 04/17/1981

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Bradley Dean See. Review regulatory record here.
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