Unclaimed
Bradley Dean See is an investment advisor representative with Cambridge Investment Research Advisors, Inc. Bradley Dean See has been in the securities industry since May 7, 1981. Bradley Dean See is licensed to provide investment advisory services in Kansas and Texas. Bradley Dean See also has a Series 6, 7, 22, 62, and 63 licenses. Bradley Dean See has been registered with Cambridge Investment Research Advisors, Inc. since March 2005. Bradley Dean See is also an Independent Insurance Agent for various Independent Insurance Companies and an Advisory Representative of a RIA for CIRA, 1776 Pleasant Plain Rd, Fairfield, IA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
KS
01/04/2016 - Present
Cambridge Investment Research Advisors, Inc. (OVERLAND PARK KS)
MO
12/20/2001 - 03/26/2004
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)
NY
01/21/1998 - 01/03/2002
FAHNESTOCK & CO. INC. (NEW YORK NY)
NY
09/05/1997 - 01/02/1998
H.J. MEYERS & CO., INC. (ROCHESTER NY)
MO
07/29/1988 - 09/10/1997
BMA FINANCIAL SERVICES, INC. (KANSAS CITY MO)
NA
04/20/1981 - 08/09/1988
WADDELL & REED, INC.
IA
Issued 08/03/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/18/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/1998
Series 7 - General Securities Representative Examination
BC
Issued 12/22/1988
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 02/09/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/17/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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