Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Dean Marks is a financial advisor who is currently employed by Robert W. Baird & Co. Inc. with over 30 years of experience in the financial services industry. Bradley has a wide range of experience, having previously worked with Gleacher & Company Securities, Inc., Broadpoint Amtech, Inc., PALI CAPITAL, INC., Jefferies & Company, Inc., and Lehman Brothers Inc. Bradley holds a Series 7, 24, 55, 57TO, 63 and SIE. Bradley is registered to provide securities services in 18 states including California, Colorado, Connecticut, Florida, Georgia, Illinois, Maryland, Massachusetts, Michigan, Minnesota, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, Texas, Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
NY
10/13/2011 - Present
Robert W. Baird & Co. Inc. (New York NY)
NY
06/16/2010 - 10/11/2011
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
CT
03/18/2010 - 06/25/2010
BROADPOINT AMTECH, INC. (GREENWICH CT)
NY
06/24/2008 - 05/06/2010
PALI CAPITAL, INC. (NEW YORK NY)
NY
02/10/1997 - 06/25/2008
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
02/19/1993 - 02/18/1997
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 10/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/17/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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