Unclaimed
Bradley Hayslette is a financial advisor at LPL Financial LLC, working in the Latham, NY branch office. Bradley has been in the industry since 1984 and is registered with the state of New York. Bradley holds licenses for Series 4, 7, 8, 24, 55, and 63. Bradley's previous experience includes time spent with Invest Financial Corporation, AXA Advisors, LLC, Adirondack Trading Group LLC, Security Dealers Guild, Inc., Smith Barney Inc. and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/03/2021 - Present
LPL Financial LLC (LATHAM NY)
NY
10/27/2015 - 02/14/2018
INVEST FINANCIAL CORPORATION (latham NY)
NY
05/24/2011 - 10/30/2015
AXA ADVISORS, LLC (CLIFTON PARK NY)
NY
06/02/2000 - 05/02/2011
ADIRONDACK TRADING GROUP LLC (LAKE LUZERNE NY)
NY
09/16/1994 - 04/18/2000
SECURITY DEALERS GUILD, INC. (RYE BROOK NY)
NY
07/31/1993 - 07/25/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
05/14/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
04/18/1984 - 05/14/1988
E. F. HUTTON & COMPANY INC
BC
Issued 01/21/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2003
Series 4 - Registered Options Principal Examination
BC
Issued 05/18/2000
Series 24 - General Securities Principal Examination
BC
Issued 06/23/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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