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Bradley David Humphries

Transamerica Capital, Inc.

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About Bradley David Humphries

Bradley David Humphries is a financial professional with over 5 years of experience in the industry. Bradley is registered with Transamerica Capital, Inc. in Colorado. Bradley holds the Series 6, 7, 26 and 63 licenses. Bradley has a previous employment history with Jackson National Life Distributors LLC.

Firm Information

Bradley Humphries is currently registered with Transamerica Capital, Inc.. Transamerica Capital, Inc. is a Corporation formed on March 14, 1977 and approved in 53 states and the SEC. The firm is registered to provide investment advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

140

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bradley Humphries’s Registration & Firm History

CO

08/27/2019 - Present

Transamerica Capital, Inc. (DENVER CO)

TN

12/05/2013 - 06/08/2018

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)

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Licenses & Designations

BC

Issued 12/23/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/22/2024

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 06/08/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/26/2018

Series 7 - General Securities Representative Examination

BC

Issued 12/05/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bradley David Humphries.
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