Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Sicoff is an active broker-dealer and investment advisor representative registered with LPL Financial LLC in Santa Ynez, California. Bradley Sicoff has over 25 years of experience in the financial services industry, having worked with several firms. He is currently registered in 27 states and holds Series 6, 7, 63, and 66 securities licenses. Bradley Sicoff specializes in providing financial planning, portfolio management, and insurance services to individuals and businesses. He is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/09/2023 - Present
LPL Financial LLC (SANTA YNEZ CA)
CA
09/01/2022 - 10/27/2023
CAMBRIDGE INVESTMENT RESEARCH, INC. (Santa Ynez CA)
NJ
01/16/2013 - 09/01/2022
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
CT
12/20/2011 - 01/29/2013
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
CA
01/01/2002 - 12/02/2011
JOHN HANCOCK DISTRIBUTORS LLC (SANTA BARBARA CA)
CT
08/21/1998 - 01/01/2002
MANULIFE WOOD LOGAN, INC. (STAMFORD CT)
BOTH
Issued 06/23/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/26/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/18/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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