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Bradley Dale Whitener

Cantor Fitzgerald & Co.

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About Bradley Dale Whitener

Bradley Dale Whitener is a financial professional with over 30 years of experience in the securities industry. Bradley is currently registered with Cantor Fitzgerald & Co. and is based in Memphis, Tennessee. Prior to joining Cantor Fitzgerald & Co., Bradley was registered with First Matrix Investment Services Corp. and Duncan-Williams, Inc. Bradley holds a Series 7, Series 24, Series 52, and Series 63 license and has passed the SIE Exam.

Firm Information

Bradley Whitener is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bradley Whitener’s Registration & Firm History

TN

03/22/2006 - Present

Cantor Fitzgerald & Co. (MEMPHIS TN)

TN

08/23/2001 - 03/23/2006

FIRST MATRIX INVESTMENT SERVICES CORP. (MEMPHIS TN)

TN

07/19/1994 - 08/20/2001

DUNCAN-WILLIAMS, INC. (MEMPHIS (SHELBY) TN)

NE

01/13/1992 - 07/12/1994

KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)

NA

08/29/1991 - 01/07/1992

GOVERNMENT SECURITIES CORPORATION

NA

08/29/1991 - 01/07/1992

REGISTERED SECURITIES CORPORATION OF TEXAS

TN

04/19/1991 - 08/22/1991

VINING-SPARKS IBG, LIMITED PARTNERSHIP (MEMPHIS TN)

NA

12/14/1990 - 04/16/1991

THE TRADING DESK, INC.

FL

08/14/1989 - 11/09/1990

ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)

NA

11/25/1987 - 08/01/1989

UNION PLANTERS INVESTMENT BANKERS GROUP, INC.

NA

02/25/1986 - 05/27/1986

INTEGRATED GLOBAL SECURITIES, INC.

NA

03/21/1985 - 01/14/1986

CARTY & COMPANY, INC.

NA

07/12/1982 - 07/16/1984

MUNICIPAL SECURITIES, INCORPORATED

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Licenses & Designations

BC

Issued 04/29/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/28/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/19/1988

Series 7 - General Securities Representative Examination

BC

Issued 07/06/1982

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are 3 public disclosures for Bradley Dale Whitener. Review regulatory record here.
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