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Bradley Curtis Tank

Neuberger Berman BD LLC

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About Bradley Curtis Tank

Bradley Curtis Tank is a registered investment advisor representative with Neuberger Berman BD LLC. Bradley has been in the financial services industry since January 17, 1984. Bradley has also previously been registered with Neuberger Berman Management LLC, Lehman Brothers Inc., Strong Investments, Inc. and Salomon Brothers Inc.

Firm Information

Bradley Tank is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Bradley Tank’s Registration & Firm History

IL

03/26/2021 - Present

Neuberger Berman BD LLC (CHICAGO IL)

IL

07/03/2008 - 06/30/2016

NEUBERGER BERMAN MANAGEMENT LLC (CHICAGO IL)

NY

02/14/2003 - 11/18/2005

LEHMAN BROTHERS INC. (NEW YORK NY)

WI

05/20/1991 - 08/09/2002

STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)

NY

08/25/1982 - 06/30/1990

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 03/10/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/23/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/25/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 09/27/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/24/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/1996

Series 3 - National Commodity Futures Examination

BC

Issued 12/02/1982

Series 5 - Interest Rate Options Examination

BC

Issued 08/21/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Bradley Curtis Tank. Review regulatory record here.
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