Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Clifton Bates is a financial advisor with over 15 years of experience in the industry. Bradley is a registered representative of Next Financial Group, Inc., a firm that provides financial planning, investment management, and retirement planning services. He holds various licenses and certifications including Series 66, Series 4, Series 53, Series 24, Series 52TO, SIE, and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar/workshop attendance fees
1
2
TX
12/10/2014 - Present
Next Financial Group, Inc. (SAN ANTONIO TX)
TX
01/25/2013 - 12/09/2014
WADDELL & REED (SAN ANTONIO TX)
TX
01/15/2010 - 02/21/2013
INVESTMENT PROFESSIONALS, INC. (SAN ANTONIO TX)
TX
06/01/2009 - 01/27/2010
MORGAN STANLEY SMITH BARNEY (SAN ANTONIO TX)
TX
10/03/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAN ANTONIO TX)
BOTH
Issued 10/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/2015
Series 4 - Registered Options Principal Examination
BC
Issued 10/17/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/30/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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