Unclaimed
Bradley Stern is a financial advisor with over 30 years of experience in the industry. Bradley is currently registered with GQR Securities LLC in Connecticut and New York. Bradley has a strong track record of success in providing investment advice to clients. Bradley has experience with a variety of investment products and strategies, including stocks, bonds, mutual funds, and ETFs. Bradley is committed to providing clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
07/09/2024 - Present
GQR Securities LLC (Greenwich CT)
CA
05/04/2021 - 04/16/2024
BOUSTEAD SECURITIES, LLC (IRVINE CA)
NY
01/28/2021 - 05/03/2021
TESSERA CAPITAL PARTNERS, LLC (NEW YORK NY)
NY
11/19/2019 - 12/31/2020
CORNWALL PARTNERS, LLC (New York NY)
NA
12/19/1989 - 04/23/1993
COWEN & CO.
BC
Issued 12/16/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/09/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/28/2019
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1993
Series 3 - National Commodity Futures Examination
BC
Issued 12/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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