Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Carl Tham is a registered investment advisor representative at Invesco Advisers, Inc. Tham has been in the industry since March 27, 2001. Tham has passed the Series 63, 65, 24, 30, 7, 2, 3, 79TO, and SIE exams. Tham is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Tham's previous employers include AT Investor Services, Inc., and AMVESCAP SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Ia to canadian registered mutual funds; portfolio management for private funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
08/27/2013 - Present
Invesco Advisers, Inc. (SAN FRANCISCO CA)
CA
07/15/2005 - 12/07/2007
AT INVESTOR SERVICES, INC. (SAN FRANCISCO CA)
GA
03/28/2001 - 07/15/2005
AMVESCAP SERVICES, INC. (ATLANTA GA)
BC
Issued 07/02/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/06/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/2012
Series 30 - NFA Branch Manager Examination
BC
Issued 01/31/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2005
Series 3 - National Commodity Futures Examination
BC
Issued 03/27/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/18/1994
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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