Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Livingstone is a financial professional with over 20 years of experience in the industry. Bradley currently works at Independent Financial Group, LLC, where he is registered as a Registered Representative and Investment Adviser Representative. He has previously worked at Wells Fargo Clearing Services, LLC, UBS Financial Services Inc., Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Citigroup Global Markets Inc., and Olde Discount Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
09/16/2020 - Present
Independent Financial Group, LLC (Lucas TX)
TX
08/19/2016 - 09/17/2020
WELLS FARGO CLEARING SERVICES, LLC (PLANO TX)
TX
03/11/2011 - 08/30/2016
UBS FINANCIAL SERVICES INC. (PLANO TX)
TX
06/01/2009 - 03/21/2011
MORGAN STANLEY SMITH BARNEY (DALLAS TX)
TX
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (DALLAS TX)
TX
09/29/2004 - 04/02/2007
MORGAN STANLEY DW INC. (DALLAS TX)
NY
03/03/2000 - 10/04/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MI
08/24/1998 - 03/28/2000
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 07/03/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 10/23/1998
Series 7 - General Securities Representative Examination
BC
Issued 08/21/1998
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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