Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Farris is a securities professional with extensive experience in the financial services industry. Bradley has held numerous positions at respected firms including Citizens Capital Markets and Citizens Securities, Inc. Currently, Bradley is registered with Citizens JMP Securities, LLC, a firm that provides a wide range of financial services. Bradley's commitment to excellence and client-centric approach have enabled him to build a successful career in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/01/2023 - Present
Citizens JMP Securities, LLC (CHARLOTTE NC)
NC
05/16/2016 - 08/01/2023
CITIZENS CAPITAL MARKETS (CHARLOTTE NC)
NC
09/21/2011 - 05/16/2016
CITIZENS SECURITIES, INC. (CHARLOTTE NC)
NC
09/28/2004 - 04/25/2011
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 09/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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