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Bradley Allen Behrens

Northwestern Mutual Investment Services, LLC

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About Bradley Allen Behrens

Bradley Allen Behrens is a financial advisor with Northwestern Mutual Investment Services, LLC and has been in the industry since October 14, 2013. Bradley Behrens is registered as a securities broker and investment advisor in Illinois and 29 other states. Bradley Behrens is licensed to sell a variety of financial products including variable contracts, and securities. Bradley Behrens has passed the Series 7TO, SIE, and Series 6 securities exams. Bradley Behrens has also passed the Series 65 and Series 63 state licensing exams.

Firm Information

Bradley Behrens is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

102 S East St

Bloomington, IL 61701

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Bradley Behrens’s Registration & Firm History

IL

01/22/2015 - Present

Northwestern Mutual Investment Services, LLC (Bloomington IL)

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Licenses & Designations

IA

Issued 1/6/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/2/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 1/21/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bradley Allen Behrens.
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