Unclaimed
Bradley Swisher is a financial advisor with over 25 years of experience in the financial services industry. Bradley has a strong focus on providing financial advice and investment management services to a wide range of clients, including high-net-worth individuals, pension and profit-sharing plans, and state or municipal government entities. He is a registered representative of Cambridge Investment Research Advisors, Inc. and has also held previous positions with Royal Alliance Associates, Inc., Signator Investors, Inc., Transamerica Financial Advisors, Inc., and Pruco Securities, LLC. Bradley is committed to providing his clients with personalized financial solutions and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
PA
09/16/2019 - Present
Cambridge Investment Research Advisors, Inc. (Drums PA)
PA
11/02/2018 - 09/18/2019
ROYAL ALLIANCE ASSOCIATES, INC. (HAZLETON PA)
PA
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (HAZLETON PA)
PA
01/17/2006 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (HAZLETON PA)
NJ
06/29/1998 - 01/18/2006
PRUCO SECURITIES, LLC. (NEWARK NJ)
BC
Issued 06/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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