Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Alan Roub is a financial advisor registered with Stifel, Nicolaus & Company, Inc.. Bradley has over 20 years of experience in the financial industry and holds a Series 7, Series 31, Series 66, and SIE licenses. Bradley is also a Certified Financial Planner. Bradley has previously worked at Wells Fargo Clearing Services, LLC, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/09/2021 - Present
Stifel, Nicolaus & Company, Inc. (MELBOURNE FL)
FL
02/02/2011 - 11/17/2021
WELLS FARGO CLEARING SERVICES, LLC (INDIALANTIC FL)
FL
06/01/2009 - 02/11/2011
MORGAN STANLEY SMITH BARNEY (MELBOURNE FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MELBOURNE FL)
FL
05/29/2002 - 04/02/2007
MORGAN STANLEY DW INC. (MELBOURNE FL)
BOTH
Issued 07/02/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 05/28/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Bradley Roub is the right advisor for you? Invested Better is here to help.
