Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Rist is a financial advisor with LPL Financial LLC in Glen Ellyn, Illinois. Bradley has been in the financial services industry since 2002. Bradley offers a variety of financial services, including financial planning, portfolio management for individuals and businesses, consulting and other non-discretionary advisory services, pension consulting and educational seminars. Bradley is a registered representative of LPL Financial LLC and a licensed investment advisor in Illinois. Bradley's prior experience includes roles with Mesirow Financial, Inc., Lincoln Financial Distributors, Inc. and Keeley Investment Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
06/16/2023 - Present
LPL Financial LLC (GLEN ELLYN IL)
IL
08/03/2020 - 05/03/2022
MESIROW FINANCIAL, INC. (CHICAGO IL)
IL
01/29/2018 - 09/08/2020
LPL FINANCIAL LLC (CHICAGO IL)
PA
05/14/2015 - 01/23/2018
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
IL
03/13/2013 - 04/23/2015
KEELEY INVESTMENT CORP. (CHICAGO IL)
CT
10/18/2011 - 03/04/2013
SIP NORDIC AMERICA LLC (STAMFORD CT)
VA
03/01/2011 - 10/14/2011
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
IL
03/08/2005 - 12/22/2009
DWS INVESTMENTS DISTRIBUTORS, INC (CHICAGO IL)
IL
07/20/2004 - 02/22/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
12/13/2002 - 06/23/2004
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
BOTH
Issued 03/08/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/26/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2004
Series 7 - General Securities Representative Examination
BC
Issued 12/12/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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