Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Banken is an investment advisor representative at Cambridge Investment Research Advisors, Inc. Bradley has been in the securities industry since 2007. Bradley holds multiple securities licenses, including Series 7, 24, 55, 63, and 65. Bradley has experience working with high-net-worth individuals, pension and profit-sharing plans, state or municipal government entities, and corporations or other businesses. Bradley's current employer, Cambridge Investment Research Advisors, Inc., is based in Fairfield, IA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NJ
07/27/2022 - Present
Cambridge Investment Research Advisors, Inc. (Pittstown NJ)
NY
08/20/2019 - 08/03/2021
WELLS FARGO SECURITIES, LLC (New York NY)
NY
11/05/2018 - 08/21/2019
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
08/05/2014 - 11/06/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
09/24/2013 - 07/03/2014
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
08/30/2006 - 08/14/2013
UBS SECURITIES LLC (NEW YORK NY)
IA
Issued 07/01/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 11/05/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/29/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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