Unclaimed
Bradley A. Hardy is a securities professional with experience in the financial services industry. Bradley A. Hardy is currently registered with Citizens JMP Securities, LLC and holds Series 7, Series 24, Series 63, Series 79TO and SIE licenses. Prior to joining Citizens JMP Securities, LLC, Bradley A. Hardy was employed by WELLS FARGO SECURITIES, LLC. Bradley A. Hardy is licensed in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
10/02/2023 - Present
Citizens JMP Securities, LLC (BOSTON MA)
NY
07/22/2009 - 04/11/2012
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
NY
06/13/2008 - 07/02/2009
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
BC
Issued 09/02/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2008
Series 24 - General Securities Principal Examination
BC
Issued 09/30/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/22/2023
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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