Unclaimed
Bradley A.c. Baker is a securities professional with over 20 years of experience in the industry. Bradley has a broad range of experience, including securities trading, investment banking and financial advising. Bradley is currently registered as a securities professional with Tradestation Securities, Inc.. Bradley is licensed to sell securities in all 50 states. Bradley has a strong understanding of the financial markets and a commitment to providing clients with personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
08/09/2002 - Present
Tradestation Securities, Inc. (PLANTATION FL)
BC
Issued 09/19/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/2009
Series 4 - Registered Options Principal Examination
BC
Issued 11/19/2003
Series 24 - General Securities Principal Examination
BC
Issued 05/03/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/14/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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