Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradford? Claim Your ProfileBradford Wayne Smithy is a financial advisor registered with Mount Yale Investment Advisors, LLC in Palm Beach Gardens, FL. Bradford has been in the financial services industry for over 30 years, and has worked with UBS Financial Services Inc. in several different locations over the years. Bradford is also a member of the Place Of Hope Planned Giving Council. Bradford has passed the Series 3, 7, 8, 24, 31, 63, and 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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FL
08/19/2024 - Present
Mount Yale Investment Advisors, LLC (Palm Beach Gardens FL)
FL
02/20/2009 - 07/30/2024
UBS FINANCIAL SERVICES INC. (PALM BEACH GARDENS FL)
PR
04/13/2021 - 08/29/2021
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (HATO REY PR)
FL
11/09/1993 - 01/09/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALM BEACH FL)
IA
Issued 12/14/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2018
Series 24 - General Securities Principal Examination
BC
Issued 07/28/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2011
Series 3 - National Commodity Futures Examination
BC
Issued 07/06/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 11/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
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