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Bradford Wayne Pollard

Citigroup Global Markets Inc.

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About Bradford Wayne Pollard

Bradford Wayne Pollard is a registered investment advisor representative with Citigroup Global Markets Inc. Bradford Pollard has been in the securities industry since 1993 and is licensed to provide investment advice in 16 states. Bradford Pollard's primary business is focused on investment advisory services for individuals and corporations. Bradford Pollard also has experience providing advice to charitable organizations and pension and profit-sharing plans. Bradford Pollard has a strong background in financial planning and asset allocation, and is committed to providing personalized advice to help clients meet their financial goals. Bradford Pollard is dedicated to building long-term relationships with clients and providing them with the highest level of service and expertise.

Firm Information

Bradford Pollard is currently registered with Citigroup Global Markets Inc.. CITIGROUP GLOBAL MARKETS INC. is a corporation formed on 1998-10-15, with its main office located in NEW YORK, NY, United States. The firm provides advisory services including asset allocation advice, financial planning, pension consulting, publication of periodicals, selection of other advisors, and portfolio management for businesses and individuals. They are registered with the SEC and in 53 states. They manage more than $50 billion in assets and their services are offered to individuals, corporations, charitable organizations, pension and profit sharing plans, state or municipal government entities, and high net worth individuals.
Citigroup Global Markets Inc.

CITI PRIVATE BANK

BEVERLY HILLS, CA 90210

$40.52B

Assets Under Management

11,754

Total Clients

3,637

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Bradford Pollard’s Registration & Firm History

CA

09/27/2010 - Present

Citigroup Global Markets Inc. (BEVERLY HILLS CA)

NY

04/30/2001 - 07/28/2005

ING FINANCIAL MARKETS LLC (NEW YORK NY)

NY

07/01/1998 - 04/30/2001

ING BARINGS LLC (NEW YORK NY)

NY

01/23/1998 - 07/01/1998

ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)

NY

11/06/1995 - 12/16/1996

ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)

NA

09/02/1993 - 11/06/1995

INTERNATIONALE NEDERLANDEN (U.S.) SECURITIES CORPORATION

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Licenses & Designations

BOTH

Issued 9/23/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 6/21/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 5/28/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Bradford Wayne Pollard.
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