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Bradford Ward Frey

Santander US Capital Markets LLC

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About Bradford Ward Frey

Bradford Frey is a financial advisor with over 23 years of experience in the industry. Bradford currently holds licenses with Series 7, 10, 24, 57TO, and 63 and is registered with Santander US Capital Markets LLC. Previously, Bradford was employed with Citigroup Global Markets Inc. Bradford's expertise includes securities trading and investment advisory services.

Firm Information

Bradford Frey is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bradford Frey’s Registration & Firm History

NY

10/06/2023 - Present

Santander US Capital Markets LLC (NEW YORK NY)

NY

07/07/1999 - 10/20/2023

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/01/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/05/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Bradford Ward Frey.
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