Unclaimed
Bradford Frey is a financial advisor with over 23 years of experience in the industry. Bradford currently holds licenses with Series 7, 10, 24, 57TO, and 63 and is registered with Santander US Capital Markets LLC. Previously, Bradford was employed with Citigroup Global Markets Inc. Bradford's expertise includes securities trading and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/06/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
07/07/1999 - 10/20/2023
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 02/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/05/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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