Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradford? Claim Your ProfileBradford Thayer Darby has been active in the financial services industry since 1994. Bradford is currently registered with Cantor Fitzgerald & Co. and has held previous positions at Summit Securities Group LLC, Southridge Investment Group LLC, Guggenheim Capital Markets, LLC, Fieldstone Services Corp., Miller Tabak Roberts Securities, LLC, CBA Securities LLC, Greenwich Partners, LLC, HSBC Brokerage (USA) Inc., Warburg Dillon Read LLC, SBC Warburg Dillon Read Inc., SBC Warburg, Inc., Chase Securities Inc. and Chase Securities, Inc.. Bradford holds the following licenses: Series 7, Series 63 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/05/2009 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
08/18/2008 - 10/02/2009
SUMMIT SECURITIES GROUP LLC (NEW YORK NY)
CT
07/15/2008 - 08/08/2008
SOUTHRIDGE INVESTMENT GROUP LLC (RIDGEFIELD CT)
NY
07/24/2006 - 07/15/2008
GUGGENHEIM CAPITAL MARKETS, LLC (NEW YORK NY)
NY
05/18/2005 - 07/19/2006
FIELDSTONE SERVICES CORP. (NEW YORK NY)
NY
07/24/2003 - 05/12/2005
MILLER TABAK ROBERTS SECURITIES, LLC (NEW YORK NY)
CT
12/07/2000 - 09/30/2003
CBA SECURITIES LLC (GREENWICH CT)
CT
02/16/2000 - 10/23/2000
GREENWICH PARTNERS, LLC (STAMFORD CT)
NY
11/24/1998 - 02/10/2000
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
06/29/1998 - 11/23/1998
WARBURG DILLON READ LLC (NEW YORK NY)
CT
09/02/1997 - 06/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
NY
07/15/1996 - 09/02/1997
SBC WARBURG, INC. (NEW YORK NY)
NY
02/12/1996 - 07/15/1996
CHASE SECURITIES INC. (NEW YORK NY)
MD
01/28/1994 - 02/13/1996
CHASE SECURITIES, INC. (NEW YORK MD)
BC
Issued 02/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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