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Bradford Robert Bentzig

Siebert Williams Shank & CO., LLC

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About Bradford Robert Bentzig

Bradford Bentzig is a financial advisor with Siebert Williams Shank & CO., LLC. Bradford has been in the industry since March 14, 2002. Bradford has experience with UBS Financial Services Inc., HSBC Securities (USA) Inc., IDB Capital Corp., Commerce Capital Markets, Inc., RBC Dain Rauscher Inc., and First Institutional Securities, L.L.C. Bradford is registered in New York and holds the Series 63, Series 66, Series 7, and SIE licenses.

Firm Information

Bradford Bentzig is currently registered with Siebert Williams Shank & CO., LLC. Siebert Williams Shank & CO., LLC is a Limited Liability Company that was formed in March 1997. The firm is registered in all 50 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bradford Bentzig’s Registration & Firm History

NY

05/18/2023 - Present

Siebert Williams Shank & CO., LLC (NEW YORK NY)

FL

11/29/2016 - 05/18/2023

UBS FINANCIAL SERVICES INC. (Naples FL)

NY

11/17/2009 - 12/13/2016

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

09/29/2005 - 11/04/2009

IDB CAPITAL CORP. (NEW YORK NY)

PA

05/13/2004 - 09/28/2005

COMMERCE CAPITAL MARKETS, INC. (PHILADELPHIA PA)

NY

03/07/2003 - 04/06/2004

RBC DAIN RAUSCHER INC. (NEW YORK NY)

NJ

01/25/2002 - 03/07/2003

FIRST INSTITUTIONAL SECURITIES, L.L.C. (WEST PATERSON NJ)

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Licenses & Designations

BOTH

Issued 12/07/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/02/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/24/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bradford Robert Bentzig.
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