Unclaimed
Bradford Bentzig is a financial advisor with Siebert Williams Shank & CO., LLC. Bradford has been in the industry since March 14, 2002. Bradford has experience with UBS Financial Services Inc., HSBC Securities (USA) Inc., IDB Capital Corp., Commerce Capital Markets, Inc., RBC Dain Rauscher Inc., and First Institutional Securities, L.L.C. Bradford is registered in New York and holds the Series 63, Series 66, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/18/2023 - Present
Siebert Williams Shank & CO., LLC (NEW YORK NY)
FL
11/29/2016 - 05/18/2023
UBS FINANCIAL SERVICES INC. (Naples FL)
NY
11/17/2009 - 12/13/2016
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
09/29/2005 - 11/04/2009
IDB CAPITAL CORP. (NEW YORK NY)
PA
05/13/2004 - 09/28/2005
COMMERCE CAPITAL MARKETS, INC. (PHILADELPHIA PA)
NY
03/07/2003 - 04/06/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NJ
01/25/2002 - 03/07/2003
FIRST INSTITUTIONAL SECURITIES, L.L.C. (WEST PATERSON NJ)
BOTH
Issued 12/07/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/02/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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