Unclaimed
Bradford Ritter Bracey is a registered investment advisor representative with Nuveen Asset Management, LLC. Bradford has been in the industry since 2015 and holds a Series 63, Series 65, Series 7TO and SIE licenses. Currently, Bradford is registered in 53 states, the District of Columbia, Puerto Rico and the Virgin Islands as a broker-dealer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
03/03/2023 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
BC
Issued 11/06/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/29/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/18/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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