Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradford? Claim Your ProfileBradford Sawyer is a financial advisor with over 29 years of experience in the industry. Bradford is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Previously, Bradford was employed by U.S. BANCORP INVESTMENTS, INC., GUGGENHEIM FUNDS DISTRIBUTORS, LLC, HIGHMARK FUNDS DISTRIBUTORS, INC., AMERICAN CENTURY INVESTMENT SERVICES INC., PIONEER FUNDS DISTRIBUTOR, INC., A I M DISTRIBUTORS, INC., PRUDENTIAL SECURITIES INCORPORATED, SMITH BARNEY INC., and LEHMAN BROTHERS INC.. Bradford holds a Series 3, 7, 9, 10, 31, 63, 65, and 66. Bradford holds licenses in 53 states and 2 additional jurisdictions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
09/30/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (OGDEN UT)
UT
06/14/2016 - 09/03/2021
U.S. BANCORP INVESTMENTS, INC. (SALT LAKE CITY UT)
IL
04/11/2011 - 08/22/2013
GUGGENHEIM FUNDS DISTRIBUTORS, LLC (CHICAGO IL)
ME
10/01/2009 - 04/12/2011
HIGHMARK FUNDS DISTRIBUTORS, INC. (PORTLAND ME)
MO
05/27/2005 - 12/03/2008
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
MA
06/04/2004 - 04/12/2005
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
TX
05/13/1999 - 06/01/2004
A I M DISTRIBUTORS, INC. (HOUSTON TX)
NY
03/29/1995 - 05/07/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 04/21/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
01/24/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 09/29/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/18/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/24/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/08/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/24/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/29/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/1989
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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