Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradford? Claim Your ProfileBradford Rowbotham is a registered representative with Nuveen Asset Management, LLC. Bradford has been in the financial services industry since 2006. Bradford is licensed in 53 states and the District of Columbia. Bradford also has a Series 7, Series 63, Series 65 and SIE license. Bradford previously worked at Legg Mason Investor Services, LLC, TD Ameritrade, Inc., Chase Investment Services Corp., Fordham Financial Management, Inc., American Express Financial Advisors Inc. and IDS Life Insurance Company. Bradford specializes in providing portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
12/02/2020 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
CT
11/22/2010 - 10/12/2020
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
NY
01/12/2010 - 11/11/2010
TD AMERITRADE, INC. (NEW YORK NY)
NY
05/04/2007 - 12/16/2009
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
05/11/2006 - 03/16/2007
FORDHAM FINANCIAL MANAGEMENT, INC. (NEW YORK NY)
MN
07/14/2004 - 10/28/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/14/2004 - 10/28/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 05/19/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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