Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradford? Claim Your ProfileBradford Jack Heitman has over 30 years of experience in the financial services industry. Bradford is currently registered with Wells Fargo Securities, LLC. Previously, Bradford held positions at CRT Capital Group LLC, Beacon Capital Markets, LLC, Countrywide Securities Corporation, Betzold Research and Trading, Inc., Clayton Brown & Associates, Inc., and Wayne Hummer & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
06/14/2010 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
CA
08/12/2009 - 06/01/2010
CRT CAPITAL GROUP LLC (LOS ANGELES CA)
NY
02/09/2009 - 07/17/2009
BEACON CAPITAL MARKETS, LLC (NEW YORK NY)
CA
08/02/2004 - 09/09/2008
COUNTRYWIDE SECURITIES CORPORATION (CALABASAS CA)
IL
06/01/1994 - 11/04/2002
BETZOLD RESEARCH AND TRADING, INC. (CHICAGO IL)
IL
06/04/1992 - 03/18/1994
CLAYTON BROWN & ASSOCIATES, INC. (CHICAGO IL)
IL
05/22/1990 - 04/21/1992
WAYNE HUMMER & CO. (CHICAGO IL)
BOTH
Issued 08/28/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/08/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/30/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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