Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradford? Claim Your ProfileBradford Graves Thomas is a financial professional with over 20 years of experience in the industry. Bradford has a broad range of experience, having worked at firms such as Eaton Vance Distributors, Inc., Commonwealth Australia Securities LLC, Old Mutual Investment Partners, Morgan Stanley DW Inc., Van Kampen Funds Inc., Dean Witter Reynolds Inc., Paine Webber Incorporated, and Scudder Investor Services, Inc. Bradford is currently registered with Bain Capital Distributors, LLC and holds a Series 6, 7, 24, 63, and 65 licenses as well as the SIE. Bradford is licensed to provide investment advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
09/21/2021 - Present
Bain Capital Distributors, LLC (Boston MA)
MA
05/23/2014 - 09/09/2021
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
NY
11/08/2013 - 05/21/2014
COMMONWEALTH AUSTRALIA SECURITIES LLC (NEW YORK NY)
MA
10/06/2004 - 05/30/2006
OLD MUTUAL INVESTMENT PARTNERS (BOSTON MA)
NY
10/11/1999 - 09/29/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
TX
01/26/1998 - 04/20/1999
VAN KAMPEN FUNDS INC. (HOUSTON TX)
NY
07/25/1994 - 01/23/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
12/02/1991 - 08/05/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
11/16/1990 - 07/18/1991
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
BC
Issued 12/16/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/25/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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