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Bradford Going

TP Icap Global Markets Americas LLC

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About Bradford Going

Bradford Going is a financial professional with over 28 years of experience in the industry. Bradford has a wide range of experience working for firms such as Tullett & Tokyo Securities, Inc., GFI Securities LLC, ICAP Corporates LLC, Stillpoint Capital, LLC, Entoro Securities, LLC, and now TP Icap Global Markets Americas LLC. Bradford holds several licenses and registrations, including Series 7, 24, 63, 72, 82TO, and SIE. Bradford is currently registered in New York.

Firm Information

Bradford Going is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bradford Going’s Registration & Firm History

NY

08/19/2024 - Present

TP Icap Global Markets Americas LLC (New York NY)

TX

09/08/2021 - 08/23/2024

ENTORO SECURITIES, LLC (HOUSTON TX)

FL

06/01/2015 - 07/30/2021

STILLPOINT CAPITAL, LLC (TAMPA FL)

NJ

01/05/2009 - 12/02/2014

ICAP CORPORATES LLC (JERSEY CITY NJ)

NY

10/28/1997 - 10/30/2008

GFI SECURITIES LLC (NEW YORK NY)

NA

09/23/1996 - 11/05/1997

EXCO RMJ INTERNATIONAL INC.

NY

10/24/1994 - 03/24/1997

TULLETT & TOKYO SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/31/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/04/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 01/02/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Bradford Going.
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