Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradford? Claim Your ProfileBradford Norford is an investment advisor representative with UBS Financial Services Inc. Bradford has been in the industry since 1997 and is registered with 52 states. Bradford also has a Series 65 license, which allows him to provide investment advice to individuals and families. Previous to joining UBS Financial Services Inc., Bradford has worked with Allianz Life Financial Services, LLC, Citigroup Global Markets Inc., Nationwide Investment Services Corporation, J.P. Morgan Securities LLC, OppenheimerFunds Distributor, Inc., PaineWebber Incorporated, Weatherly Securities Corporation, Dean Witter Reynolds Inc. and Oppenheimer & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
05/04/2020 - Present
UBS Financial Services Inc. (Fort Lauderdale FL)
MN
01/26/2018 - 10/22/2018
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
NY
09/09/2013 - 11/18/2016
CITIGROUP GLOBAL MARKETS INC. (Long Island City NY)
OH
02/24/2011 - 02/01/2013
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
IL
08/21/2009 - 02/07/2011
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
NY
02/07/2001 - 11/12/2008
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NJ
12/23/1997 - 01/26/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/04/1997 - 11/04/1997
WEATHERLY SECURITIES CORPORATION (NEW YORK NY)
NY
10/02/1996 - 06/03/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
01/18/1996 - 09/12/1996
OPPENHEIMER & CO., INC. (NEW YORK NY)
IA
Issued 02/03/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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