Invested Better
Unclaimed

Unclaimed

Unclaimed

Bradford Ervin Sylvester

MMA Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Bradford? Claim Your Profile

About Bradford Ervin Sylvester

Bradford Sylvester is a financial advisor with over 30 years of experience in the industry. Bradford has held positions at a number of firms, including Woodbury Financial Services, Inc., AXA Advisors, LLC, and Key Investments Inc. Bradford is currently registered with MMA Securities LLC and holds a Series 6, Series 7, Series 22, Series 24, and Series 63 licenses. Bradford has a long history of providing financial guidance, and specializes in retirement planning, pension consulting, and educational seminars.

Firm Information

Bradford Sylvester is currently registered with MMA Securities LLC. MMA Securities LLC is a Limited Liability Company formed in February 1998. The firm, headquartered in New York, NY, provides advisory services to retirement plan participants, including pension consulting, educational seminars, and selection of other advisors. With a focus on retirement services, MMA Securities LLC serves a wide range of clients, including pension and profit-sharing plans, state or municipal government entities, and plan participants. They are registered with the SEC and hold registrations in all 50 states.
MMA Securities LLC

1166 AVENUE OF THE AMERICAS

NEW YORK, NY 10036

Not reported

Assets Under Management

6,149

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

advisory services to retirement plan participants

Advisory services to retirement plan participants

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

other

Based on assets under advisement or per capita

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Bradford Sylvester’s Registration & Firm History

CT

07/28/2023 - Present

MMA Securities LLC (Hartford CT)

CT

10/12/2010 - 07/28/2023

MMC SECURITIES LLC (HARTFORD CT)

CT

09/07/2007 - 11/03/2010

INTERLINK SECURITIES CORP. (HARTFORD CT)

CT

07/03/2003 - 08/07/2007

FLAGLER DRIVE FINANCIAL, L.P. (OLD GREENWICH CT)

MN

01/14/2002 - 07/21/2003

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

NY

10/17/2001 - 01/04/2002

AXA ADVISORS, LLC (NEW YORK NY)

OH

05/14/1999 - 09/08/1999

KEY CLEARING CORP. (BROOKLYN OH)

OH

05/18/1998 - 05/14/1999

KEY INVESTMENTS INC. (CLEVELAND OH)

NC

11/15/1996 - 06/16/1998

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

CT

02/22/1996 - 06/18/1996

BANNON & WHITNEY, INC. (WEST HARTFORD CT)

DE

08/30/1993 - 01/04/1996

PML SECURITIES COMPANY (NEWARK DE)

CA

01/23/1992 - 07/19/1993

TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)

NA

06/05/1986 - 02/04/1992

C.A.L. INVESTMENT SERVICES INC. (SASKATCHEWAN S4P 3B1 )

NA

02/17/1983 - 06/05/1986

CIGNA SECURITIES, INC.

Not sure if Bradford Ervin Sylvester is right for you?

Licenses & Designations

BC

Issued 11/02/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/09/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/2003

Series 7 - General Securities Representative Examination

BC

Issued 03/28/1983

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 02/16/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Bradford Ervin Sylvester. Review regulatory record here.
Not sure if Bradford Ervin Sylvester is right for you?