Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradford? Claim Your ProfileBradford Duane Klaas is a financial advisor in AUSTIN, TX. Bradford has been in the industry since July 22, 2011. Bradford is currently registered with Aquas Financial, LLC. Bradford holds the following licenses: Series 63, Series 66, Series 24, Series 10, Series 9, Series 7TO, SIE, and Series 7. Bradford has previously worked at BNP PARIBAS PRIME BROKERAGE, INC. and BANC OF AMERICA SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/12/2021 - Present
Aquas Financial, LLC (AUSTIN TX)
CA
08/19/2008 - 12/20/2011
BNP PARIBAS PRIME BROKERAGE, INC. (SAN FRANCISCO CA)
CA
11/30/2001 - 10/01/2008
BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)
BC
Issued 07/28/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/23/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/02/2021
Series 24 - General Securities Principal Examination
BC
Issued 11/22/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/04/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/05/2021
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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