Unclaimed
Bradford Douglas Newman is a financial professional with over 6 years of experience in the industry. Currently registered with Bonds.com LLC, Bradford's focus is on providing comprehensive financial advice to clients. Bradford holds a Series 7, Series 24, Series 63, and SIE licenses, and is licensed to operate in New York. Bradford previously worked for American Ledger ATS LLC, which is now inactive.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/19/2019 - Present
Bonds.com LLC (NEW YORK NY)
CA
04/12/2017 - 06/21/2019
AMERICAN LEDGER ATS LLC (SIMI VALLEY CA)
BC
Issued 02/01/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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