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Bradford David thomas Cook

Fidelity Personal AND Workplace Advisors

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About Bradford David thomas Cook

Bradford Cook is a financial advisor at Fidelity Personal and Workplace Advisors. Bradford has been in the industry since September 1997. Bradford holds the Series 6, 7, 26, 63, and 65 licenses. Bradford is registered to provide investment advisory services in Nevada and Texas.

Firm Information

Bradford Cook is currently registered with Fidelity Personal AND Workplace Advisors. Fidelity Personal and Workplace Advisors is a large investment advisory firm based in Boston, MA. The firm manages over $818 billion in assets for a wide range of clients, including individuals, high-net-worth individuals, corporations, pension plans, and charitable organizations. They offer a variety of investment services, including financial planning, portfolio management, and educational seminars. Fidelity Personal and Workplace Advisors is registered with the Securities and Exchange Commission (SEC) and has a strong track record of providing comprehensive and personalized investment advice.
Fidelity Personal AND Workplace Advisors

49 NORTH 400 WEST

SALT LAKE CITY, UT 84101

$818.78B

Assets Under Management

13,624

Total Clients

14,642

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Bradford Cook’s Registration & Firm History

UT

11/12/2021 - Present

Fidelity Personal AND Workplace Advisors (SALT LAKE CITY UT)

NV

12/03/2020 - 07/21/2021

WADDELL & REED (LAS VEGAS NV)

CA

01/08/2018 - 11/13/2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LOS ANGELES CA)

NY

09/17/2015 - 10/25/2017

FDX CAPITAL LLC (NEW YORK NY)

NY

02/14/2014 - 09/16/2015

CATALYST MUTUALS FUND DISTRIBUTORS LLC (NEW YORK NY)

CA

03/30/2010 - 03/11/2014

METLIFE INVESTORS DISTRIBUTION COMPANY (IRVINE CA)

CA

04/15/2009 - 03/03/2010

AXA ADVISORS, LLC (IRVINE CA)

NC

01/11/2007 - 04/15/2009

AXA DISTRIBUTORS, LLC (CHARLOTTE NC)

NY

11/15/2004 - 01/10/2007

GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)

CA

08/30/2002 - 11/15/2004

FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)

CA

01/30/2001 - 02/21/2002

NATIONAL PLANNING CORPORATION (LOS ANGELES CA)

TN

03/02/1999 - 02/21/2002

JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)

NJ

07/16/1996 - 02/19/1999

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

IA

Issued 5/4/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 8/2/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/14/2003

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 3/3/1998

Series 7 - General Securities Representative Examination

BC

Issued 7/15/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Bradford David thomas Cook.
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