Unclaimed
Bradford Cook is a financial advisor at Fidelity Personal and Workplace Advisors. Bradford has been in the industry since September 1997. Bradford holds the Series 6, 7, 26, 63, and 65 licenses. Bradford is registered to provide investment advisory services in Nevada and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
UT
11/12/2021 - Present
Fidelity Personal AND Workplace Advisors (SALT LAKE CITY UT)
NV
12/03/2020 - 07/21/2021
WADDELL & REED (LAS VEGAS NV)
CA
01/08/2018 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LOS ANGELES CA)
NY
09/17/2015 - 10/25/2017
FDX CAPITAL LLC (NEW YORK NY)
NY
02/14/2014 - 09/16/2015
CATALYST MUTUALS FUND DISTRIBUTORS LLC (NEW YORK NY)
CA
03/30/2010 - 03/11/2014
METLIFE INVESTORS DISTRIBUTION COMPANY (IRVINE CA)
CA
04/15/2009 - 03/03/2010
AXA ADVISORS, LLC (IRVINE CA)
NC
01/11/2007 - 04/15/2009
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NY
11/15/2004 - 01/10/2007
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
CA
08/30/2002 - 11/15/2004
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
CA
01/30/2001 - 02/21/2002
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
TN
03/02/1999 - 02/21/2002
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
NJ
07/16/1996 - 02/19/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 5/4/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/2/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/3/1998
Series 7 - General Securities Representative Examination
BC
Issued 7/15/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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