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Bradford Charles Westover

Citizens JMP Securities, LLC

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About Bradford Charles Westover

Bradford Charles Westover is a financial professional with over 29 years of experience in the securities industry. Bradford is currently registered with Citizens JMP Securities, LLC and has previously been registered with Citizens Capital Markets and Wells Fargo Securities, LLC. Bradford holds the Series 7, 24, 55, 57, 79, 99, and SIE licenses. Bradford has been active in the industry since 1993 and has experience in various aspects of the financial services industry.

Firm Information

Bradford Westover is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bradford Westover’s Registration & Firm History

NC

08/01/2023 - Present

Citizens JMP Securities, LLC (CHARLOTTE NC)

NC

10/11/2018 - 08/01/2023

CITIZENS CAPITAL MARKETS (CHARLOTTE NC)

NC

07/01/2003 - 11/21/2017

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

MO

10/13/1993 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 12/21/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/24/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 11/21/2017

SIE - Securities Industry Essentials Examination

BC

Issued 01/07/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/11/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bradford Charles Westover.
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