Unclaimed
Bradford Wayne Pollard is a registered investment advisor representative with Citigroup Global Markets Inc. Bradford Pollard has been in the securities industry since 1993 and is licensed to provide investment advice in 16 states. Bradford Pollard's primary business is focused on investment advisory services for individuals and corporations. Bradford Pollard also has experience providing advice to charitable organizations and pension and profit-sharing plans. Bradford Pollard has a strong background in financial planning and asset allocation, and is committed to providing personalized advice to help clients meet their financial goals. Bradford Pollard is dedicated to building long-term relationships with clients and providing them with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
09/27/2010 - Present
Citigroup Global Markets Inc. (BEVERLY HILLS CA)
NY
04/30/2001 - 07/28/2005
ING FINANCIAL MARKETS LLC (NEW YORK NY)
NY
07/01/1998 - 04/30/2001
ING BARINGS LLC (NEW YORK NY)
NY
01/23/1998 - 07/01/1998
ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)
NY
11/06/1995 - 12/16/1996
ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)
NA
09/02/1993 - 11/06/1995
INTERNATIONALE NEDERLANDEN (U.S.) SECURITIES CORPORATION
BOTH
Issued 9/23/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/28/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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