Unclaimed
Braden Elliott Michael Smith is a financial professional with over 4 years of experience in the industry. Braden currently works at Pacer Financial, Inc. as a registered representative. Braden has a Series 7, Series 63, Series 65 and SIE licenses and has been registered with the Financial Industry Regulatory Authority (FINRA) since 2019. Braden is licensed to provide investment advice in Iowa, Kansas, Missouri, Nebraska, and Pennsylvania. Braden's previous experience includes working with American Century Investment Services Inc. Braden holds a strong track record of success in the financial industry, and is committed to providing his clients with personalized investment advice and exceptional customer service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
07/13/2023 - Present
Pacer Financial, Inc. (Malvern PA)
MO
02/08/2019 - 07/17/2023
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
IA
Issued 01/27/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/01/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/08/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/25/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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